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Conduct Risk framework: Industry trends and challenges Submitted by TheSecretariat on Fri, 17/05/2019 - 10:50 Financial institutions have become quite advanced in dealing with classical risks, controlling losses and protecting their balance sheet. But …

Conduct Risk Management: The Journey Ahead Submitted by TheSecretariat on Fri, 17/05/2019 - 10:50 Conduct risk (or misconduct risk) refers to the risk arising from inappropriate or unethical behavior of employees with regard to customer welfare or market …

Turning Conduct Risk into a Competitive Opportunity Submitted by TheSecretariat on Fri, 17/05/2019 - 10:50 The payment protection insurance (PPI) mis-selling scandal has already cost a number of banks more than £18 billion in provisions. Many other …

Continuous focus on interest rate risk: EBA finalizes IRRBB Guideline Submitted by TheSecretariat on Fri, 17/05/2019 - 10:50 On 19 July 2018, the European Banking Authority (EBA) published the new Guideline on the Management of Interest Rate Risks in the …

Corporate Governance of Insurance Firms after Solvency II Submitted by Catherine McBride on Fri, 23/11/2018 - 09:06 Under Solvency II, corporate governance requirements are a complementary, but nonetheless essential, element to build a sound regulatory …

Behavioral Risk Management in the Financial Services Industry The Role of Culture, Governance, and Financial Reporting Submitted by Catherine McBride on Fri, 23/11/2018 - 09:08 This document includes nine research papers that aim to identify and …

Corporate Fraud and Managers’ Behavior Submitted by Catherine McBride on Fri, 23/11/2018 - 09:10 Based on evidence from press articles covering 39 corporate fraud cases that went public during the period 1992-2005, the objective of this paper is to …

Barriers to Effective Risk Management Submitted by Catherine McBride on Fri, 23/11/2018 - 09:11 This essay analyzes the potential benefits of improved risk management practices, commonly called enterprise risk management (ERM), and the potential barriers …

Audit Risk, Complex Technology, & Auditing Processes Submitted by Catherine McBride on Fri, 23/11/2018 - 09:13 The purpose of this paper is to discuss the SAS 94 audit standards for organizations making extensive use of IT. The paper is divided into two …

The Audit Risk Model, the Signal Detection Theory, and the Information Manipulation Theory Submitted by Catherine McBride on Fri, 23/11/2018 - 09:14 This paper considers the use  of signal detection theory (SDT) to test the efficiency and effectiveness …

Corporate Culture and ERM Submitted by Catherine McBride on Fri, 23/11/2018 - 09:16 The attitudes and actions of those viewed as leaders within a company (commonly referred to as "tone at the top") help to define corporate culture and are critical to …

When Culture goes wrong Submitted by Catherine McBride on Fri, 23/11/2018 - 09:17 In the second of his short series of articles to demonstrate risk management in practice,  Paul Harwood explains what we can learn from financial scandals of the past Risk …