ERM Library

The ERM Library is a collection of articles, papers and books related to Enterprise Risk Management. Some papers require members to log-in due to licensing restrictions.

Users can search the library by general category, specific risk category or by using the keyword search feature. Alternatively you can select all documents to browse the entire library. The library can also be filtered and sorted by using any of the headings shown below.

The ERM library has not been updated since early 2019 so

  • Papers published after 2018 will not be included
  • Some of the documents listed may now be out of date or superseded.
Title Published Author Publication Type Resource Type
Understanding and communicating Risk appetite Dr. Larry Rittenberg
Frank Martens 		Paper Academic
How Key Risk Indicators can Sharpen Focus on Emerging Risks Mark S. Beasley
Bruce C. Branson
Bonnie V. Hancock 		Paper Academic
Where Boards of Directors currently stand in executing their risk oversight responsibilities Protiviti - Risk and Business Consulting, Internal Audit Paper Commercial
COSOs 2010 Report on ERM: Current State of Enterprise Risk Oversight and Market Perceptions of COSOs ERM Framework Mark S. Beasley, Bruce C. Branson, Bonnie V. Hancock Paper Academic
Emerging risks in the marketing and distribution of life insurance and annuities Tim E. Hill, Marc Slutzky, Neil Cantle, Robert M. Baranoff, James G. Ryan,Elaine F. Tumicki Paper Commercial
One year to go: An ORSA check up Aaron C. Koch, Franois Dauphin, William C. Hines Paper Commercial
Creating value through enterprise risk management Mark Stephens, Olivia Wang, Vikas Shah Paper Commercial
Executive Handbook for UL Guarantees James Maher, Joshua Corrigan, Anthony Bentley, William Diffey Paper Academic
Constructing a Risk Appetite Framework Society of Actuaries (Ireland) Paper Academic
Communicating Investment Risk Maria McLaughlin, Colin Murray, Emily OGara, Marie Phelan, Hendri Solomon Paper Academic
On the effectiveness of hedging strategies for variable annuities Brian Woods Paper Academic
Assessing Psychological Capacity for Risk Taking and Risk Management Colm Fitzgerald Paper Academic
Insurance criteria: evaluating the enterprise risk management practices of insurance companies David Ingram; Laura Santori; Mark Puccia Paper Commercial
Enterprise Risk Management — Integrated Framework (2004) PricewaterhouseCoopers Paper Commercial
Journal of Risk and Insurance Paper Academic
Journal of Risk Management in Financial Institutions Paper Academic
Actuaries Institute Australia website Actuaries Institute Australia Article Academic
The Effect of Corporate Governance on the Use of Enterprise Risk Management: Evidence From Canada Anne E. Kleffner, Ryan B. Lee and Bill McGannon Paper Academic
Stochastic Optimization of Risk Functions via Parametric Smoothing Prof. Dr. Kurt Marti, Prof. Dr. Yuri Ermoliev, Prof. Dr. Georg Pflug, Paper Academic
Stochastic Optimization of Insurance Portfolios for Managing Exposure to Catastrophic Risks Y.M. Ermoliev, T.Y. Ermolieva, G.J. MacDonald ,V.I. Norkin Paper Academic
A Comparative Assessment of Basel II/III and Solvency II Nadine Gatzerta and Hannah Weske Paper Academic
The Solvency II Process: Overview and Critical Analysis. Martin Eling, Hato Schmeiser, and Joan T. Schmit. Paper Academic
Speech by SEC Staff: The Role of Compliance and Ethics in Risk Management Carlo V. di Florio Director, Office of Compliance Inspections and Examinations Article Commercial
Compliance Overload Drives Interest in ERM Rick Julien, CIA, CPA, and Larry Rieger, CPA Crowe Chizek and Co. LLC Article Academic
COSO Enterprise Risk Management: Establishing Effective Governance, Risk, and Compliance (GRC) Processes, 2nd Edition Robert R. Moeller Paper Commercial
Enterprise Risk Management and Sarbanes-Oxley Compliance: A Model of Convergence in Accounting Audit Practice Ronald L Spicer Paper Academic
Enterprise Risk Management: An Important Strategic Discipline ACE Group Article Commercial
Value Investing and Enterprise Risk Management: Two Sides of the Same Coin Max J. Rudolph Rudolph Financial Consulting, LLC Paper Academic
Liquidity Risk Project Dilip Madan, Department of Finance, Robert H. Smith School of Business Shaun Wang, Department of Risk Management and Insurance, Georgia State University Philip Heckman, Heckman Actuarial Consultants Ltd. Paper Academic
Development of a Network Model for Identification and Regulation of Systemic Risk in the Financial System Han Chen, Zhou Fang, Tony Ha, Shaun Wang, Xin Wang, Bruce Yang Risklighthouse, LLC Paper Academic
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