Compliance and Corporate Governance

Content type

Practice Areas

Publication Types

Content type	Date Sort descending	Title	Tags
ERM Resource	21/05/2015	Risk Management and the Board of Directors	Board Compliance and Corporate Governance Corporate culture Decision-making Directors Economic / Risk Based Capital Oversight Policies and Procedures Risk appetite Risk Appetite, Risk Capacity and Risk Objectives Risk awareness Senior executives Tone at the top
ERM Resource	21/05/2015	Effect of Corporate Governance on Bond Ratings and Yields: The Role of Institutional Investors and Outside Directors	Agency Risk Bond yields Compliance and Corporate Governance Corporate Governance Credit and Counterparty Risk
ERM Resource	21/05/2015	Enhancing Board Oversight: Avoiding and Challenging Traps and Biases in Professional Judgment	Agency Risk Board Compliance and Corporate Governance Corporate Governance Decision-making Judgement bias Professional judgement Risk Management framework
ERM Resource	10/06/2015	Corporate Governance, Idiosyncratic Risk, and Information Flow	Capital Budgeting Compliance and Corporate Governance Corporate Governance Idiosyncratic risk Institutional investors Takeovers
ERM Resource	10/06/2015	Strengthening Enterprise Risk Management for Strategic Advantage	Benefits of ERM Board Company Strategy Compliance and Corporate Governance Risk oversight Strategy
ERM Resource	10/06/2015	Effective Enterprise Risk Oversight: The Role of the Board of Directors	Agency Risk Board Company Strategy Compliance and Corporate Governance Risk oversight
ERM Resource	10/06/2015	Does the existence of an Enterprise Risk Management (ERM) program influence the existence of material weaknesses in internal control over financial reporting	Benefits of ERM Compliance and Corporate Governance Enterprise Risk Management (ERM)Financial Reporting Internal Control
ERM Resource	25/06/2015	The Evolving Role of the CRO	Actuarial / Risk Control Cycle Compliance and Corporate Governance CRO No specific risk
ERM Resource	25/06/2015	Risk Management at Crunch Time: Are Chief Risk Officers Compliance Champions or Business Partners?	Compliance and Corporate Governance ERM No specific risk Risk-modelling; calculative cultures; quantitative enthusiasts; quantitative skeptics; chief risk officers; banking industry; regulation
ERM Resource	25/06/2015	Johnson & Johnson: Framework for Enterprise Risk Managament	Case Studies Compliance and Corporate Governance ERM and Risk Management Framework Healthcare No specific risk Risk Identification and Classification Risk Identification and Classification Strategy
ERM Resource	25/06/2015	Aligning Enterprise Risk Management with Strategy Through the BSC: The Bank of Tokyo-Mitsubishi Approach	Case Studies Compliance and Corporate Governance Compliance and Corporate Governance COSO ERM and Risk Management Framework No specific risk Risk Identification and Classification Risk Management Tools and Techniques Risk Reporting and Communication Strategy Strategy
ERM Resource	25/06/2015	Enterprise Risk Management: Why the Ethics and Compliance Function Adds Value	Benefits of ERM Compliance and Corporate Governance Compliance and Corporate Governance Ethics No specific risk Risk Management Tools and Techniques Sarbanes-Oxley
ERM Resource	25/06/2015	Enterprise Risk Management and global compliance in the corporate governance context: The General Counsel	Compliance and Corporate Governance Compliance and Corporate Governance No specific risk Risk Culture Risk Management Tools and Techniques
ERM Resource	25/06/2015	Corporate governance & risk management	Compliance and Corporate Governance Corporate Governance No specific risk Risk Culture Sarbanes-Oxley Strategy
ERM Resource	25/06/2015	Exploring national cultures of risk governance	Agency Risk Compliance and Corporate Governance Risk Culture Risk Culture